Attention Investors

  1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.
  2. Update your mobile number, email Id & address with your stock broker/ depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.

  3. . Pay 20% upfront margin of the transaction value to trade.
  4. Investors may please refer to the Exchange’s Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.

  5. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.

  6. Read Escalation Matrix for Investor Grievance Redressal mechanism.
  7. Participate actively in e-Voting in meetings of companies using and .
  8. . Verify periodic reports sent like contracts, bills, daily margin, financial ledger, securities ledger, retention statement on actual settlement of running account, annual global statement, etc.

  9. Regularly visit websites of SEBI & exchanges to update with latest regulations for compliance
  10. . Utilize Dispute Resolution Mechanism available with stock exchanges against listed companies / RTA.

  11. Maintain record of KYC form, RDD, Policies & Procedures, etc provided to you on account opening.

    ………. Issued in the interest of Investors” – TESPL

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