Attention Investors
- Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.
Update your mobile number, email Id & address with your stock broker/ depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.
- . Pay 20% upfront margin of the transaction value to trade.
Investors may please refer to the Exchange’s Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.
Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.
- Read Escalation Matrix for Investor Grievance Redressal mechanism.
- Participate actively in e-Voting in meetings of companies using https://www.evoting.nsdl.com and https://www.evotingindia.com .
. Verify periodic reports sent like contracts, bills, daily margin, financial ledger, securities ledger, retention statement on actual settlement of running account, annual global statement, etc.
- Regularly visit websites of SEBI & exchanges to update with latest regulations for compliance
. Utilize Dispute Resolution Mechanism available with stock exchanges against listed companies / RTA.
Maintain record of KYC form, RDD, Policies & Procedures, etc provided to you on account opening.
………. Issued in the interest of Investors” – TESPL